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Financial Planning Certificate

Description

The Financial Planning Certificate serves adult learners in the financial planning field with existing undergraduate degrees by providing the education element of the requirements for those wishing to become a Certified Financial Planner™. Students who are currently completing an undergraduate degree in a major other than business at Carroll College may also pursue the Financial Planning Certificate. Financial Planning professionals are unable to take the CFP Board exam to become a CFP® Certificant until first completing the required curriculum from a CFP Board Registered Program. Carroll College has been approved by CFP Board to offer a CFP Board Registered Certificate Program, effective September 4, 2020.

Student Learning Outcomes

Along with previous completion of a bachelor's degree, the seven required courses fulfill the 72-topic item education requirement for the Certified Financial Planning Board. The certificate curriculum provides students the necessary education to pass the CFP Board exam, and students will learn all components needed to create comprehensive financial plans that are uniquely appropriate for individual clients while utilizing technical skills as well as soft skills such as active listening, psychological and sociological insights, and communication skills.

Upon completion of the Certified Financial Planning certificate program,

  • Students will be able to apply fundamental concepts and practices in financial planning.
  • Students will be able to apply psychological and sociological concepts to the practice of financial planning to help clients achieve financial security.
  • Students will recognize and practice the ethical behavior that is expected from a fiduciary.
  • Students will describe and apply the professional responsibilities of financial planning professionals.
  • Students will construct coherent oral and written forms of communication and present them in a professional manner.

Certificate Program Requirements

Required Courses:

BA 313Managerial Finance

3
or
BA 314Foundations of Investment Planning

2
BA 318Foundations of Financial Planning

3
BA 411Investment Planning

1
BA 412Insurance Planning

2
BA 414Retirement Planning & Employee Benefits

3
BA 415Federal Taxation

3
BA 421Estate Planning

3
BA 451Advanced Financial Analysis & Planning

3

Notes:

  1. All financial planning certificate students must earn a grade of “C-” or better in all required courses, and must achieve an overall 3.00 GPA in the certificate program.